. Do Races Exist? Contemporary Philosophical Debates

Ron Mallon (2004, 2006, 2007) provides a nice sketch of the contemporary philosophical terrain regarding the status of the concept of race, dividing it into three valid competing schools of thought regarding the ontological status of race, along with the discarded biological conception.Racial naturalism signifies the old, biological conception of race, which depicts races as bearing “biobehavioral essences: underlying natural (and perhaps genetic) properties that (1) are heritable, biological features, (2) are shared by all and only the members of a race, and (3) explain behavioral, characterological, and cultural predispositions of individual persons and racial groups” (2006, 528–529). While philosophers and scientists have reached the consensus against racial naturalism, philosophers nevertheless disagree on the possible ontological status of a different conception of race. Mallon divides such disagreements into three metaphysical camps (racial skepticism, racial constructivism, and racial population naturalism) and two normativecamps (eliminativism and conservationism).

Racial skepticism holds that because racial naturalism is false, races of any type do not exist. Racial skeptics, such as Anthony Appiah (1995, 1996) and Naomi Zack (1993, 2002) contend that the term race cannot refer to anything real in the world, since the one thing in the world to which the term could uniquely refer—discrete, essentialist, biological races—have been proven not to exist. Zack (2002, 87–88) provides an accessible summary of the racial skeptic’s argument against the biological foundations for race, sequentially summarizing the scientific rejection of essences, geography, phenotypes, post-Mendelian transmission genetics, and genealogies as possible foundations for races. Aristotelian essences, thought to ground the common characteristics of distinct species, were correctly rejected by early modern philosophers. If essences cannot even ground differences among species, then they clearly cannot ground the differences among races, which even nineteenth century racial science still understood as members of the same species. Whereas folk theories rely on geography to divide humanity into African, European, Asian, and Amerindian races, contemporary population genetics reveal the vacuity of this foundation for two reasons. First, geographically based environmental stimuli lead to continuous physical adaptations in skin, hair and bone rather than the discrete differences associated with race; and second, although mitochondrial DNA mutations provide evidence of the geographical origins of populations, these mutations do not correlate with the physical traits associated with racial groups. Similarly, phenotypes cannot ground folk theories of race: for instance, differences in skin tone are gradual, not discrete; and blood-type variations occur independently of the more visible phenotypes associated with race, such as skin color and hair texture. Race cannot be founded upon transmission genetics, since the genes transmitted from one generation to the next lead to very specific physical traits, not general racial characteristics shared by all members of a putatively racial group. And finally, genealogy cannot ground race, since clades (populations descended from a common ancestor) may have common genetic characteristics, but these need not correlate with the visible traits associated with races. Zack concludes: “Essences, geography, phenotypes, genotypes, and genealogy are the only known candidates for physical scientific bases of race. Each fails. Therefore, there is no physical scientific basis for the social racial taxonomy” (Zack 2002, 88).
Racial skeptics like Appiah and Zack adopt normative racial eliminativism, which recommends discarding the concept of race entirely, according to the following argument. Because of its historical genealogy, the term race can only refer to one or more discrete groups of people who alone share biologically significant genetic features. Such a monopoly on certain genetic features could only emerge within a group that practices such a high level of inbreeding that it is effectively genetically isolated. Such genetic isolation might refer to the Amish in America (Appiah 1996, 73) or to Irish Protestants (Zack 2002, 69), but they clearly cannot refer to those groupings of people presently subsumed under American racial census categories. Because the concept “race” can only apply to groups not typically deemed races (Amish, Irish Protestants), and because this concept cannot apply to groups typically deemed races (African Americans, Whites, Asians, Native Americans), a mismatch occurs between the concept and its typical referent. Thus, the concept of race must be eliminated due to its logical incoherence (Mallon 2006, 526, 533).
Racial constructivism refers to the argument that, even if biological race is false, races have come into existence and continue to exist through “human culture and human decisions” (Mallon 2007, 94). Race constructivists accept the skeptics’ dismissal of biological race but argue that the term still meaningfully refers to the widespread grouping of individuals into certain categories by society, indeed often by the very members of such racial ascriptions. Normatively, race constructivists argue that since society labels people according to racial categories, and since such labeling often leads to race-based differences in resources, opportunities, and well-being, the concept of race must be conserved, in order to facilitate race-based social movements or policies, such as affirmative action, that compensate for socially constructed but socially relevant racial differences. While sharing this normative commitment to race conservationism, racial constructivists can be subdivided into three groups with slightly different accounts of the ontology of race.
Thin constructivism depicts race as a grouping of humans according to ancestry and genetically insignificant, “superficial properties that are prototypically linked with race,” such as skin tone, hair color and hair texture (Mallon 2006, 534). In this way, thin constructivists such as Robert Gooding-Williams (1998), Lucius Outlaw (1990, 1996) and Charles Mills (1998) rely on the widespread folk theory of race while rejecting its scientific foundation upon racial naturalism.Interactive kind constructivism goes further, in arguing that being ascribed to a certain racial category causes the individuals so labeled to have certain common experiences (Mallon 2006, 535; Piper 1992). So for instance, if society ascribes you as black, you are likely to experience difficulty hailing cabs in New York or are more likely to be apprehended without cause by the police (James 2004, 17). Finally, institutional constructivism emphasizes race as a social institution, whose character is specific to the society in which it is embedded and thus cannot be applied across cultures or historical epochs (Mallon 2006, 536). Michael Root (2000, 632) notes that a person ascribed as black in the United States would likely not be considered black in Brazil, since each country has very different social institutions regarding the division of humanity into distinct races. Similarly, Paul Taylor (2000) responds to Appiah’s racial skepticism by holding that races, even if biologically unreal, remain real social objects (Mallon 2006, 536–537). Indeed, in a later work Taylor (2004) argues that the term “race” has a perfectly clear referent, that being those people socially ascribed to certain racial categories within the United States, regardless of the widespread social rejection of biological racial naturalism.
The third school of thought regarding the ontology of race is racial population naturalism. This camp suggests that, although racial naturalism falsely attributed cultural, mental, and physical characters to discrete racial groups, it is possible that genetically significant biological groupings could exist that would merit the term races. Importantly, these biological racial groupings would not be essentialist or discrete: there is no set of genetic or other biological traits that all and only all members of a racial group share that would then provide a natural biological boundary between racial groups. Thus, these thinkers confirm the strong scientific consensus that discrete, essentialist races do not exist. However, the criteria of discreteness and essentialism would also invalidate distinctions between non-human species, such as lions and tigers. As Philip Kitcher puts it, “there is no…genetic feature…that separates one species of mosquito or mushroom from another” (Kitcher 2007, 294–6; Cf. Mallon 2007, 146–168). Rather, biological species are differentiated by reproductive isolation, which is relative, not absolute (since hybrids sometimes appear in nature); which may have non-genetic causes (e.g., geographic separation and incompatible reproduction periods or rituals); which may generate statistically significant if not uniform genetic differences; and which may express distinct phenotypes. In effect, if the failure to satisfy the condition of discreteness and essentialism requires jettisoning the concept of race, then it also requires jettisoning the concept of biological species. But because the biological species concept remains epistemologically useful, some biologists and philosophers use it to defend a racial ontology that is “biologically informed but non-essentialist,” one that is vague, non-discrete, and related to genetics, genealogy, geography, and phenotype (Sesardic 2010, 146).
There are three versions of racial population naturalism: cladistic race; socially isolated race; and genetically clustered race. Cladistic races are “ancestor-descendant sequences of breeding populations that share a common origin” (Andreasen 2004, 425). They emerged during human evolution, as different groups of humans became geographically isolated from each other, and may be dying out, if they have not already, due to more recent human reproductive intermingling (Andreasen 1998, 214–6; Cf. Andreasen 2000, S653–S666). Socially isolated race refers to the fact that legal sanctions against miscegenation might have created a genetically isolated African American race in the USA (Kitcher 1999). Finally, defenders of genetically clustered race argue that although only 7% of the differences between any two individuals regarding any one specific gene can be attributed to their membership in one of the commonly recognized racial categories, the aggregation of several genes is statistically related to a small number of racial categories associated with major geographic regions and phenotypes (Sesardic 2010; Kitcher 2007, 304).
The question is whether these new biological ontologies of race avoid the conceptual mismatches that ground eliminativism. The short answer is that they can, but only through human intervention. Socially isolated race faces no mismatch when applied to African Americans, defined as the descendants of African slaves brought to the United States. However, this racial category would not encompass black Africans. Moreover, because African American race originated in legally enforced sexual segregation, it is “both biologically real and socially constructed” (Kitcher 2007, 298). Genetic clustering would seem to provide an objective, biological foundation for a broader racial taxonomy, but differences in clustered genes are continuous, not discrete, and thus scientists must decide where to draw the line between one genetically clustered race and another. If they program their computers to distinguish four genetic clusters, then European, Asian, Amerindian, and African groups will emerge; if only two clusters are sought, then only the African and Amerindian “races” remain (Kitcher 2007, 304). Thus, genetic clustering avoids racial mismatch only through the decisions of the scientist analyzing the data. The same problem also confronts cladistic race, since the number of races will vary from nine, at the most recent period of evolutionary reproductive isolation, to just one, if we go back to the very beginning, since all humans were originally Africans. But in addition, cladistic race faces a stronger mismatch by “cross-classifying” groups that we typically think of as part of the same race, for example by linking northeast Asians more closely with Europeans than with more phenotypically similar southeast Asians. Robin Andreasen defends the cladistic race concept by correctly arguing that folk theories of race have themselves generated counter-intuitive cross-classifications, particularly with respect to the Census’s Asian category, which previously excluded Asian Indians and now excludes native Hawaiians and Pacific Islanders. (Andreasen 2005, 100–101; Andreasen 2004, 430–1; Cf. Glasgow 2003, 456–74; Glasgow 2009, 91–108). But this hardly saves her argument, since the US Census’s history of shifting racial categories and past use of ethnic and religious terms (e.g., Filipino, Hindu, and Korean) to signify races is typically taken as evidence of the social, rather than biological, foundations of race (Espiritu 1992, Chapter 5).
In each case, racial population naturalism encounters problems in trying to demarcate discrete boundaries between different biological populations. If discreteness is indispensable to a human racial taxonomy, then mismatches can only be avoided, if at all, through human intervention. But as noted above, biological species are also not genetically discrete, and thus boundaries between non-human species must also be imposed through human intervention. And just as the demarcation of non-human species is justified through its scientific usefulness, so too are human racial categories justified. For instance, Andreason contends that a cladistic race concept that divides northeastern from southeastern Asians is scientifically useful for evolutionary research, even if it conflicts with the folk concept of a unified Asian race. In turn, the concepts of genetically clustered and socially isolated race may remain useful for detecting and treating some health problems. Ian Hacking provides a careful argument in favor of the provisional use of American racial categories in medicine. Noting that racial categories do not reflect essentialist, uniform differences, he reiterates the finding that there are statistically significant genetic differences among different racial groups. As a result, an African American is more likely to find a bone marrow match from a pool of African American donors than from a pool of white donors. Thus, he defends the practice of soliciting African American bone marrow donors, even though this may provide fodder to racist groups who defend an essentialist and hierarchical conception of biological race (Hacking 2005, 102–116; Cf. Kitcher 2007, 312–316). Conversely, Dorothy Roberts emphasizes the dangers of using racial categories within medicine, suggesting that it not only validates egregious ideas of biological racial hierarchy but also contributes to conservative justifications for limiting race-based affirmative action and even social welfare funding, which supposedly would be wasted on genetically inferior minority populations. In effect, race-based medicine raises the specter of a new political synthesis of colorblind conservatism with biological racialism (Roberts 2008, 537–545). However, Roberts’s critique fails to engage the literature on the statistical significance of racial categories for genetic differences. Moreover, she herself acknowledges that many versions of colorblind conservatism do not rely at all on biological justifications.

3. Race versus Ethnicity

Stephen Cornell and Douglas Hartmann (1998) provide a helpful discussion of the differences between the concepts of race and ethnicity. Relying on social constructivism, they define race as “a human group defined by itself or others as distinct by virtue of perceived common physical characteristics that are held to be inherent…Determining which characteristics constitute the race…is a choice human beings make. Neither markers nor categories are predetermined by any biological factors” (Cornell and Hartmann 1998, 24). Ethnicity, conversely, is defined as a sense of common ancestry based on cultural attachments, past linguistic heritage, religious affiliations, claimed kinship, or some physical traits (1998, 19). Racial identities are typically thought of as encompassing multiple ethnic identities (Cornell and Hartmann 1998, 26). Thus, people who are racially categorized as black may possess a variety of ethnic identities based either on African national or cultural markers (e.g., Kenyan, Igbo, Zulu) or the newer national, sub-national, or trans-national identities created through the mixing of enslaved populations in the Americas (e.g., African American, Haitian, West Indian).
Cornell and Hartmann outline five additional characteristics that distinguish race from ethnicity: racial identity is typically externally imposed by outsiders, as when whites created the negro race to homogenize the multiple ethnic groups they conquered in Africa or brought as slaves to America; race is a result of early globalization, when European explorers “discovered” and then conquered peoples with radically different phenotypical traits; race typically involves power relations, from the basic power to define the race of others to the more expansive power to deprive certain racial groups of social, economic, or political benefits; racial identities are typically hierarchical, with certain races being perceived as superior to others; and racial identity is perceived as inherent, something individuals are born with (1998, 27–29).
Race and ethnicity differ strongly in the level of agency that individuals exercise in choosing their identity. Individuals rarely have any choice over their racial identity, due to the immediate visual impact of the physical traits associated with race. Individuals are thought to exercise more choice over ethnic identification, since the physical differences between ethnic groups are typically less striking, and since individuals can choose whether or not to express the cultural practices associated with ethnicity. So an individual who phenotypically appears white with ancestors from Ireland can more readily choose whether to assert their Irish identity (by celebrating St. Patrick’s Day) than whether to choose their white identity (Cornell and Hartmann 1998, 29–30). Moreover, Mary Waters (1990) argues that the high level of intermarriage among white Americans from various national ancestries grants their children significant “ethnic options” in choosing with which of their multiple heritages to identify. Waters (1999) and Philip Kasinitz (1992) document how phenotypically black West Indian immigrants exercise agency in asserting their ethnic identity in order to differentiate themselves from native-born African Americans, but discrimination and violence aimed at all Blacks, regardless of ethnicity, strongly constrains such agency.The greater constraints on racial identity stem from the role of informal perceptions, discriminatory social action, and formal laws imposing racial identity, such as Census categorization (Nobles 2000), the infamous “hypodescent” laws, which defined people as black if they had one drop of African blood (Davis 1991), and judicial decisions such as the “prerequisite cases,” which determined whether specific immigrants could be classified as white and thus eligible for naturalized citizenship (Lopez 1996).
The line between race and ethnicity gets blurred in the case of Asians and Latinos in the United States. Yen Le Espiritu (1992) notes that Asian American racial identity, which of course encompasses a remarkable level of ethnic diversity, results from a combination of external assignment and agency, as when Asians actively respond to anti-Asian discrimination or violence through political action and a sense of shared fate. Consequently, Espiritu uses the term “panethnicity” to describe Asian American identity, a concept which has racial connotations, given the role of “racial lumping” together of members of diverse Asian ethnicities into a single racial group defined by phenotypical traits. Thus, she declares that “African Americans [are] the earliest and most developed pan-ethnic group in the United States” (1992, 174). Hispanic or Latino identity exhibits traits similar to pan-ethnicity. Indeed, unlike Asian identity, Hispanic identity is not even a formal racial identity under the Census. However, informal perceptions, formal laws, and discrimination based on physical appearance nevertheless tend to lump together various nationalities and ethnicities that share some connection to Latin America (Rodriquez 2000). Moreover, scholars have noted that Jews (Brodkin 1998) and the Irish (Ignatiev 1995) were once were considered distinct, non-white races but are now considered to be racially white ethnic groups, partly by exercising agency in distancing themselves from African Americans exercising political power. Thus, it is conceivable that groups today considered to be sociological racial groups could transform into something more like an ethnic group. For this reason, Blum describes Hispanics and Asians as incompletely racialized groups (Blum 2002, 149–155).

A robust philosophical debate has emerged regarding the status of Hispanic or Latino identity. Jorge Gracia (2000) defends the utility of Hispanic ethnic identity as grounded primarily in the shared, linguistic culture that can be traced to the Iberian peninsula. Jorge Garcia (2001, 2006) challenges this approach, arguing that the diversity of individual experiences undermines the use of Hispanic ethnicity as a meaningful form of collective identity. Linda Martin Alcoff (2006) develops a “realist” defense of Latino identity against charges of essentialism and views it as a category of solidarity that develops in reaction to white privilege. Christina Beltran (2010), on the other hand, does not try to paper over the diversity within Latinidad, which she instead portrays as a pluralistic, fragmented, and agonistic for of political action.

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» A century and a half before our modern fetishism of failure, a seminal philosophical case for its value.
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» Philosophical Work for Rigidity.

. Do Races Exist? Contemporary Philosophical Debates

3. Race versus Ethnicity

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. Do Races Exist? Contemporary Philosophical Debates

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