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| | Norms | |
The idea that language use in general is governed by rules or norms is old and widespread. That speech acts, as speech acts, are governed by norms, is again a well established idea. It is also currently (2014) a very popular idea: by far most of the literature on assertion over the past fifteen years has concerned the question of the so-called “norms of assertion”, often simply taking for granted that there are such norms, and that they play a central and fundamental role. The task is then to identify them.In the literature, two very different types of norm have been discussed. One type concerns the decision whether or not an assertion has been made by means of an utterance. These norms are usually characterized as conventions. The other type concerns conditions of propriety, orcorrectness, of assertion (in some cases actions following an assertion). These are typically called “norms”, and are sometimes characterized as “constitutive” of assertion as a speech act type. We shall discuss these two types separately. 6.1 ConventionsAustin held that illocutionary acts as opposed to perlocutionary acts are conventional, in the sense that they can be made explicit by the so-called performative formula (Austin 1962: 103). According to Austin, one can say ‘I argue that’ or ‘I warn you that’ but not ‘I convince you that’ or‘I alarm you that’. Presumably, the idea was that a speech act type is conventional just if there exists a convention by which an utterance of a sentence of a certain kind ensures (if uptake is secured) that a speech act of that type is performed. Austin probably thought that in virtue of the performative formulas this condition is met by illocutionary but not by perlocutionary act types.The more general claim that illocutionary force is correlated by convention with sentence type has been advocated by Michael Dummett (1981: 302, 311). On this view, it is a convention that declarative sentences are used for assertion, interrogative for questions and imperative for commands and requests. Similar views have been put forward by Searle (1969) and Kotatko (1998), and the idea has been more recently defended by Kölbel (2010). According to Searle (1969: 38, 40), illocutionary acts are conventional, and the conventions in question govern the use of so-called force-indicating devices (Searle 1969: 64) specific to each language. Searle does not claim that the standard sentence types are force indicating devices (but speculates that a representation of illocutionary type would be part of the syntactic deep structure).However, the view that illocutionary acts types are conventional in this sense has met with much opposition. Strawson (1964: 153–4) objected early on that ordinary illocutionary acts can be performed without relying on any convention to identify the force, for instance when using a declarative sentence like ‘The ice over there is very thin’ for a warning. This kind of criticism, now directed against Dummett, has later been reinforced by Robert J. Stainton (1997, 2006), stressing that in appropriate contexts, sub-sentential phrases like ‘John's father’ (pointing at a man) or ‘very fast’ (looking at a car) can be used to make assertions, and gives linguistic arguments why not all such uses can be treated as cases of ellipsis, that is, as cases of leaving out parts of a well-formed sentence that speaker and hearer tacitly aware of. If Strawson and Stainton are right, convention isn't necessary for making assertions.Moreover, Donald Davidson (1979, 1984a) stressed that no conventional sign could work as a force indicator in this sense, since any conventional sign could be used (and would be used) in insincere utterances, where the corresponding force was missing, including cases of deception, jokes, impersonation and other theatrical performances. Basically the same point is made by Bach and Harnish (1979: 122–7). If Davidson, and Bach and Harnish are right, then conventions are also not sufficient.Kölbel (2010) argues against this that in certain circumstances misuse is impossible. For instance, according to Kölbel (2010: 125) in a situation of contract signing, you cannot just pretend to be signing a contract; if you write your name at the appropriate place, you have thereby signed the contract, whatever went on in your mind. This is no doubt correct, but if Davidson and Bach and Harnish are right, it is possible to fake an entire contract signing situation, as a joke or as part of a performance. Within a fake situation, you can also fake the signing, by performing an action that looks just as the genuine signing itself.The situation is complicated by the fact that the general question of when a convention, or rule of any kind, is in force for a speaker, is substantial and complex (cf. Pagin 1987: Chpt. 1). For instance, it may be fully determined by purely public features of a linguistic context [ltr]c[/ltr] whether according to a convention [ltr]R[/ltr] an assertion was made, but yet not itself settled by purely public features whether convention [ltr]R[/ltr] was in force for the speaker in [ltr]c[/ltr]. This would still leave it a non-public issue whether an assertion was made. 6.2 Norms of assertionMost of the discussion of norms during the past fifteen years has concerned the propriety, orcorrectness, of assertions, not conventional means of recognizing them (Kölbel (2010) is one of few to discuss both).In general, an account of assertion in terms of norms is an account that invokes the existence, or the being in force, of norms that uniquely govern assertions. This is not just a sociological observation. I can note that [ltr]S[/ltr] has committed himself to doing [ltr]F[/ltr], in the sense of accepting such a commitment, without myself thinking that [ltr]S[/ltr] is obligated to do it, just as well as I can think that [ltr]S[/ltr]is obligated although he himself does not recognize it. By contrast, if I both say that assertions are actions governed by such and such norms, and that furthermore assertions are in fact made, I have myself taken a normative stance, acknowledging the force of norms.Does such an acknowledgment come already with classifying assertions as correct or incorrect? Is correctness an inherently normative notion, or is it just descriptive? According to, for instance, (an earlier view of) Paul Boghossian (1989: 513), the mere fact that we can evaluate assertions as correct or incorrect shows that words are governed by norms of use. According to Kathrin Glüer, Anandi Hattiangadi, and Åsa Wikforss, and to a later view of Boghossian's, on the other hand, there is no reason to see in the notions of correctness and incorrectness anything more than a descriptive classification, which may then be coupled with certain a preference for correct assertions over incorrect ones, both in making and in taking (cf. Glüer 2001: 60–5;Hattiangadi 2010; Wikforss 2001; Boghossian 2003; Glüer & Wikforss 2009a, 2009b). Those preferences may then be explained by wholly external factors, for instance by appeal to social psychology, or the desire for knowledge, but is not internal to the idea of assertion itself. Moreover, even if we are using a genuinely normative notion of correctness, it may well be that the norm in question is not unique to assertion, but governs a broader range of actions, perhaps actions in general, as in the case of moral norms. We shall return to this latter point.As has often been noted, an assertion can be correct in different respects. For instance, a speaker can say something true but be impolite in saying it, thereby making an assertion that is incorrect with respect to norms of etiquette. It may also have been immoral, or imprudent, tactically or strategically bad. Moreover, an assertion may have, for instance an implicature that is incorrect, even though the primary act considered in isolation is to be deemed correct.Sometimes, a distinction is made between aspects of badness that can be eliminated by means of retracting an assertion, and aspects that can't be. I can take back a claim if I find I was wrong, but I cannot eliminate for instance a breach of confidence. According to Dummett (1976: 48), this distinction is drawn between aspects that concern what is said and aspects that concern the saying of it, respectively (compare Kvanvig 2009: 148). The relevant notion of correctness, according to Dummett, concerns only what is said. He adds that - اقتباس :
- an undifferentiated concept of the acceptability of an utterance—of an utterance's not being open to criticism of any kind—would be of little use for our purposes.
Clearly, it is the epistemic aspects of assertions that have been the concern in the literature when characterizing assertions as “correct”, “justified”, “proper”, “warranted”, “assertible”, or “warrantedly assertible”. Such a notion was taken on board in pragmatism, and in later forms of anti-realism. John Dewey (1938) seems to have been the first to characterize truth in terms of assertoric correctness, with his notion of warranted assertibility, even though this idea had a clear affinity with the verifiability principle of Moritz Schlick (1936). Dewey was later followed by, notably, Dummett (1976) and Hilary Putnam (1981). Common to them is the position that there cannot be anything more to truth than being supported by the best available evidence. Dewey, following Peirce, regarded truth as the ideal limit of scientific inquiry (Dewey 1938: 345), and a proposition warrantedly asserted only when known in virtue of such an inquiry. Warranted assertibility is the property of a proposition for which such knowledge potentiallyexists (1938: 9).Putnam (1981: 54–6) operated with an idea of assertibility under ideal epistemic conditions. Under normal conditions, a speaker can be justified in making an assertion even though what she asserts is false. The evidence is enough for truth under normal circumstances, but because of abnormal interference the evidence falls short. For instance, improbable changes, say because of a fire, may have taken place after the speaker's observation. However, in ideal epistemic conditions evidence that is sufficient for justifying an assertion is also conclusive.On Dummett's view, we do get a notion of truth distinct from the notion of a correct assertion only because of the semantics of compound sentences (1976: 50–2). In particular, the conditions of correctly assertorically uttering a conditional [ltr]ϕ → ψ[/ltr] may depend on the truth-conditions of[ltr]ϕ[/ltr] rather than the conditions of correct assertions by uttering [ltr]ϕ[/ltr]. This is the case in particular in the future tense, as in ‘If it will rain, the ceremony will take place indoors’. In this case, whether it is correct or not, at the time of utterance, to assert that it will rain, or that it will not rain, is irrelevant to the correctness of an assertoric utterance of the conditional itself.In these early discussions, the strategy was that of getting a handle on truth by means of an appeal to the notion of the correctness of an assertion, which was taken as more fundamental. The question of what the correctness of an assertion consists in was not itself much discussed, although Dummett (1976: 77–8) is careful to distinguish between the case where a speaker makes an assertion on the basis of adequate evidence, and the case where adequate evidence isavailable, but the speaker makes the assertion without being aware of it. In the latter case, according to Dummett, the speaker was not correct, but the assertion was.In recent discussions, by contrast, the general strategy has been to get a handle on knowledge, and most of the contributors have been concerned with assertion in the context of investigations in epistemology, often from different epistemological standpoints. Nevertheless, the scope of the discussion of assertion has increased, with more of a focus on the very question itself: under what conditions is an assertion correct, or proper.The recent wave of discussion was started by Timothy Williamson (1996, 2000), who proposed that assertion is governed by a norm of assertion. Williamson proposed what has come to be known as the knowledge norm, or knowledge rule:
- (K-A)One must: assert p only if one knows p. (Williamson 2000: 243)
(K-A) is proposed as part of an account of assertion. Other norms have been proposed, and some ideas about the role and status of the norm proposed are usually shared. Let's use [ltr]N[/ltr] as schematic for a norm of assertion.
- (N1)N applies specifically to assertion.
By (N1), the norm is a norm only for the making of assertions. As a norm of assertion, the norm is in place to govern the making of assertions in general, and to govern nothing else.
- (N2)The condition of N uniquely identifies assertion.
If (N2) holds of (K-A), then there is one unique speech act type, or even one unique action type such that the agent is permitted in general to perform actions of this type, with respect to a proposition [ltr]p[/ltr], only of the agent knows that [ltr]p[/ltr]. Knowing what the condition of permissibility is, we will also know what the action type is. This is different from (N1), for (N1) leaves it open that another norm with exactly the same condition (knowledge that [ltr]p[/ltr]) would hold for some otheraction type than assertion. This is ruled out by (N2).
- (N3)Being subject to N is essential to assertion as an action type.
(N3) goes beyond (N2) insofar as (N2) leaves it open that assertion is only actually individuated by [ltr]N[/ltr], and that assertion could have been governed by some other norm. It should be emphasized here that on the norm view, it is being subject to the norm that characterizes assertion, notconforming to the norm. An assertion that violates the norm is still an assertion. Nothing but an assertion could violate the norm, if the (N2) and (N3) properties hold.
- (N4)Assertion is constituted by N.
This is a stronger property than (N3), but several of the theorists do claim that their proposed norm has this property. We return below to what constitutivity amounts to.
- (N5)A particular assertion can be subject also to other rules with different areas of application, such that the all-thing-considered outcome is that an assertion ought not to be done, even though not a violation of N.
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